Portfolio Managers:EDWARD G. SHUFRO
Edward G. Shufro received his B.A. from Yale College in 1955 and his M.B.A. from Harvard in 1958. He joined the firm in 1958, became a Principal in 1965, and is a Senior Managing Director. His father, Salwyn Shufro (1905-2001), was a co-founder of SRC.STEPHEN LEIT
Stephen Leit received his B.A. from the University of Rochester in 1967 and his M.A. from Northwestern University in 1970. He became a Chartered Financial Analyst (CFA) in 1978, joined the firm in 1984, and became a Principal in 1989. He is a Senior Managing Director.STEVEN J. GLASS
Steven J. Glass received his B.S. in Finance from the University of Hartford in 1988 and joined the firm the same year. He became a Principal in 1997 and is a Senior Managing Director.HARVEY WACHT
Harvey Wacht received his B.B.A. from Baruch College in 1967. He became a Certified Public Accountant (CPA) in 1972 and was a Principal at Herzog Heine Geduld for thirty years in senior executive and investment positions. Mr. Wacht joined the firm in 2001 and became a Principal and Senior Managing Director in 2003.JOHN M. CONTANT
John M. Contant received his B.S. in Finance from Lehigh University in 1996 and joined the firm the same year. He became a Principal and Senior Managing Director in 2004.GREGORY D. SHUFRO
Gregory D. Shufro received his B.A. in English from the University of Pennsylvania in 1991 and his J.D. from Fordham University School of Law in 1997. Prior to joining the firm in 2003, he practiced law specializing in securities litigation and bankruptcy. He became a Principal and Senior Managing Director in 2008. His father, Edward Shufro, has been a Principal of the firm since 1965. Greg is the recipient of the 2012 Impact Award from the Child Center of NY for innovation in business and service to disadvantaged children. Greg currently serves as Vice President of the Board of the Child Center of NY. He also serves on the Advisory Board of the Roosevelt House Public Policy Institute at Hunter College and on the Board of Trustees of the Jewish Center of the Hamptons.TONIA L. KAMINSKY
Tonia L. Kaminsky received her B.S. in Business Administration from the University of Massachusetts in 1991 and joined the firm in 1999. She became a Principal and Senior Managing Director in 2009.BARBARA P. SILVERMAN
Barbara P. Silverman received her B.A. from Dartmouth College in 1989 and her M.A. from the University of Michigan in 1991. She became a Chartered Financial Analyst (CFA) in 1999 and was a vice president at Arnhold and S. Bleichroeder and a Principal at Rosenblum Silverman Sutton, a registered investment adviser. She joined the firm in 2006 and is an Executive Managing Director.
Client Relationship Managers:STEPHANIE CARCHIA
Stephanie received her B.S. in Marketing from the Smeal College of Business at The Pennsylvania State University. She joined the firm in 2015.BRITTANY MALTBY
Brittany received her B.S. in Architecture from the University of Virginia. She joined the firm in 2016.
Erica joined the firm in 2008. Erica is the firm’s Operations and Compliance Officer.SUNSHINE HELMER
Sunshine Helmer joined the firm in 2004. Sunshine is an Administrative Assistant.KATHY LOGAN
Kathy joined the firm in 2006. Kathy is a Senior Portfolio Associate.DAVID MATTHEWS
David joined the firm in 2001. David is the firm’s Trader.MICHELLE PENNETTI
Michelle joined the firm in 2009. Michelle is an Operations Associate.MARCELLA SFERRAZZA
Marcella Sferrazza joined the firm in 2001. Marcella is the firm’s Operations and Compliance Officer and Trader.
Client Service AssociatesANN MARIE HANABURY
Ann Marie Hanabury joined the firm in 2017. Ann Marie is a Client Service Associate.KATHRYN CORDANI
Kathryn Cordani joined the firm in 2016. Kathryn is a Client Service Associate.
Head of Operations and Information TechnologyVIBHAW K. ARYA
Vibhaw K. Arya is Shufro, Rose & Co., LLC’s Head of Operations and Information Technology. Vib has spent close to 20 years within the investment management industry at firms including Bank of America Merrill Lynch, Neuberger Berman, Reuters, Deutsche Asset Management and Deloitte. He has held increasing levels of responsibility for technology and operations management, project management, strategy & transformational change and business administration. Vib received his B.A. in Computer Science from New York University’s College of Art & Sciences in 1999 and his M.B.A. with concentrations in Finance and Organizational Management from New York University’s Leonard N. Stern School of Business in 2005. He joined the firm in 2017.
General Counsel & Chief Compliance OfficerMYLES JOSHUA EDWARDS
Myles Joshua Edwards is Shufro, Rose & Co., LLC’s General Counsel & Chief Compliance Officer. His prior experience includes roles as General Counsel, Chief Compliance Officer and Managing Director for Onshore and Offshore Hedge Funds, FINRA member Broker-Dealers and SEC Registered Investment Advisers. He has over twenty-five years of diversified experience in the securities and financial services industry. He is widely regarded as a leading expert in international private fund regulation, serves frequently on conference panels and is a noted author on compliance and risk. He has served as a Small Firm Representative on the FINRA District 10 Committee. He was appointed by the FINRA Board of Governors to serve a three-year term beginning in January 2015 as At Large Member on the Small Firm Advisory Board. He is admitted to practice law in the District of Columbia, New Jersey, the Federal District Court of Newark and before the United States Supreme Court. Myles obtained his B.A. from Syracuse University with a degree in Russian Studies and his J.D. from the Columbus School of Law, Catholic University of America in Washington, D.C. where he is recognized as a Distinguished Alumnus.